Trade & Processing Specialist in Operations
12 일 전

Your role

Are you a master of transactions? Do you know how to take care of clients? We’re looking for someone like that who can :

Responsible for the day-to-day settlements of the local broking business in Korea covering all product lines managed by the Korean Operations Team which includes the following tasks :

  • Manage new account opening and account re-activation, including cash account, omnibus, and DMA.
  • Reconcile daily execution details on local ledger system vs global allocation file, and investigate any discrepancy
  • Pre-match trades with local custodian banks and report matching status to FO and each regional CS teams.
  • Monitor intra-day settlement status and follow up settlement issues
  • Handle internal / external client queries
  • Manage fail trade and related fail costs
  • Manage trading errors incurred by FO & P / L reporting
  • Borrow stock from KSFC / KSD for market settlement coverage and manage cash collateral
  • Arrange pre-margin for warning stock trading as per FO's request
  • Conduct system enhancement and UATs to improve work efficiency and comply with regulation changes
  • Monthly review dormant accounts
  • Manage fee payments to KSFC and KSD regarding stock borrows, safekeeping and stock transfer
  • Periodically review and update desk manual
  • Take a back-up role on SBL and ETD
  • Your team

    You will be working in the securities operation team located in Seoul, Korea.

    Our teams supports mainly cash equity and exchange trade derivatives products.

    You have :

  • 1 to 3 years Equity settlement experience with exposure to KRX, KSD and KSFC
  • Strong knowledge of Microsoft Office application like Excel and Word
  • Good Command of English (Written and verbal)
  • You are :

  • Able to adopt well in a face paced environment and work well within different exchange timelines
  • Strong proactive and dynamic individual with excellent communication skill.
  • Team player with a strong inter-personal skill.
  • About us

    Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions.

    That's what we do. And we do it for private and institutional clients as well as corporations around the world.

    We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

    What we offer

    Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment.

    We value your passion and commitment, and reward your performance.

    Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).

    Why UBS?

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